Senior Compliance Officer
• Vostro accounts- control the account opening process related to Compliance and AML/KYC function.
• Follow SAMA and banks internal guidelines. Make periodic review of account as well as monitor Transactions.
• Nostro Accounts - Make sure that Al Rajhi AML/KYC questionnaire is in place and updated periodically as per Compliance/SAMA guidelines
• Nostro Accounts Transactions- Attend periodic queries on AML/KYC issues on outgoing transactions especially outward Remittances.
• Coordinate with Remittance/Operation/Compliance to answer the queries. Keep FI RM/AM in the loop
• Correspondent AML/KYC questionnaire and queries Handle the AML/KYC questionnaires in coordination with Compliance/AML-KYC and concerned FI RM/AM.
• Involve Head of FI/AGM if Reputational issue is concerned
• Coordination with Compliance/AML-KYC dept. Continuous contact with them and update FI staff any update received.
• Coordination with Business units (Trade, Treasury, Tahweel, Operation etc.) on Compliance/AML-KYC matters of international in nature.
• Training the FI staff for Compliance/AML-KYC awareness